by registered derivatives business operator has a serious effect that is inappropriate to continue its derivatives business, or has the fact that registered derivatives business operator cannot
derivatives broker according to this Notification or it appears that such trading is done in an inappropriate manner, the Office may order such derivatives broker to rectify, undertake, or refrain from
does not comply with this Notification or the guideline set by the derivatives broker according to this Notification or it appears that such trading is done in an inappropriate manner, the Office may
that such trading is done in an inappropriate manner, the Office may order such derivatives broker to rectify, undertake, or refrain from undertaking any act in compliance with this Notification. Clause
ground to believe that the foreign personnel is or used to be engaged in an inappropriate conduct or fails to comply with the rules on giving of information or advice on the capital products denominated in
) there is no ground to believe that the foreign personnel is or used to be engaged in an inappropriate conduct or fails to comply with the rules on giving of information or advice on the capital products
foreign country; (2) there is no ground to believe that the foreign personnel is or used to be engaged in an inappropriate conduct or fails to comply with the rules on giving of information or advice on the
the business operation in the respective foreign country; (2) there is no ground to believe that the foreign personnel is or used to be engaged in an inappropriate conduct or fails to comply with the