to deviate from normal market conditions; (b) the client’s derivatives trading is inappropriate or may contravene the Law on Derivatives3; (c) the client fails to notify, provide information or prepare
to believe that there is a materially inappropriate demeanor [i] affecting clients, investors, the company, shareholders as a whole, money market or capital market on a whole as specified as prohibited
, upon its discretion, demote the action to be taken to reprimanding inappropriate conduct. Chapter 2 Consideration of the Third Category Prohibited Characteristics ___________________________ Part 1
to procure, for himself or the other person, any advantage to which he is not entitled by law. 15 (3) having a reasonable ground to believe that there is a materially inappropriate demeanor [i
interest rate and fees, loan period, and collaterals under the Financial Assistance from Link Capital I are suitable for the Company’s current status, since it is unlikely or unfit for the Company to obtain
, since it is unlikely or unfit for the Company to obtain a loan from a commercial bank given its current financial status (as at March 31, 2017). Therefore, the Company is confident that, after clearing
, the interest rate and fees, loan period, and collaterals under the Financial Assistance from Link Capital I are suitable for the Company’s current status, since it is unlikely or unfit for the Company
historical A-15 transition or default rates inappropriate, statistically invalid, or otherwise likely to mislead investors or other users of credit ratings, the CRA should disclose why this is the case. B. The
which is the case of having inappropriate behaviors in regard to serving customers, investors or capital market as a whole in significant matters which may affect the creditability of asset appraisal in