, securities companies would need to establish efficient control and risk management system.SEC is therefore conducting a public hearing on the https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8074 Public
conducting a public hearing on the https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8074 SEC launches automated capital market information service for business facilitation in the digital age information
Public https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10129 SEC encourages utilization of NDID to facilitate the intermediaries and investors. by conducting the process of Know Your Client (KYC) so
control and risk management system.SEC is therefore conducting a public hearing on the https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8074 The SEC rejects deadline extension for EARTH special audit
, therefore, has raised a question of unfair benefit taking from the rumors, upon which the SEC is conducting a further in-depth inspection. As to foreign investors, the SEC is calling for relevant information
executives with prohibited characteristics, (4) putting in place issuer due diligence and product screening systems, (5) examining issuers? business plans and the source codes of smart contract, (6) conducting
for green, social and sustainability bonds. To further foster development of the region’s sustainable finance ecosystem, the ACMF will be conducting a study on the development of a common green
conducting an asset due diligence from every year after the previous due diligence to at least once in a calendar year, and permitting the use of other reliable methods to conduct an asset due diligence
must not have untrustworthy characteristics and must perform fiduciary duty; 4. Shares must be sold through an intermediary that is responsible for conducting know-your-customer screening
information and/or conducting feasibility analysis in this regard. Given the substantial amount of the proposed capital increase, not exercising subscription rights may result in control dilution of