accommodate the offerings of overseas financial instruments ? equities, debt instruments, and mutual funds; and conducting comparative studies on laws and regulations of specified foreign jurisdictions to
need to establish efficient control and risk management system. SEC is therefore conducting a public hearing on the proposed amendment to repo / reverse repo agreement regulations whereby the eligible
capital ( NC ) in a specified amount in order to sufficiently cover risks from conducting business . However, the rules, which are currently in effect, should be revised with respect to maintenance of NC in
linkage by the end of 2011. In addition, the AFMM has approved the ACMF’s proposal for the ASEAN Secretariat to engage relevant national agencies to establish two working groups responsible for carrying out
process Carrying out one’s duties effectively should be a process that is instilled with social responsibility, providing fair treatment and inclusiveness to all stakeholders in the capital market. With
regulators.The SEC is therefore conducting the public hearing on the proposed amendments. Key highlights of the proposed amendments include: (1) Revision to the definition of digital asset by adjusting
prevention and law enforcement efficiency; encouraging investors and shareholders to learn of their rights and duties as well as empowering them to protect their own interests; conducting a survey on levels
executives with prohibited characteristics, (4) putting in place issuer due diligence and product screening systems, (5) examining issuers? business plans and the source codes of smart contract, (6) conducting
conducting an asset due diligence from every year after the previous due diligence to at least once in a calendar year, and permitting the use of other reliable methods to conduct an asset due diligence
must not have untrustworthy characteristics and must perform fiduciary duty; 4. Shares must be sold through an intermediary that is responsible for conducting know-your-customer screening