for green, social and sustainability bonds. To further foster development of the region’s sustainable finance ecosystem, the ACMF will be conducting a study on the development of a common green
conducting an asset due diligence from every year after the previous due diligence to at least once in a calendar year, and permitting the use of other reliable methods to conduct an asset due diligence
must not have untrustworthy characteristics and must perform fiduciary duty; 4. Shares must be sold through an intermediary that is responsible for conducting know-your-customer screening
information and/or conducting feasibility analysis in this regard. Given the substantial amount of the proposed capital increase, not exercising subscription rights may result in control dilution of
regulators.The SEC is therefore conducting the public hearing on the proposed amendments. Key highlights of the proposed amendments include: (1) Revision to the definition of digital asset by adjusting
Bangkok, November 22, 2007 ? The SEC in cooperation with the Stock Exchange of Thailand (SET) is conducting a public survey on the upcoming regulation governing the issuance, the offering for sale
of the relationship with clients (on-going KYC/CDD). Clause 9. In conducting the KYC/CDD process pursuant to Clause 8, securities company is required to perform the following:- (1) identify the
clients (on-going KYC/CDD). Clause 9. In conducting the KYC/CDD process pursuant to Clause 8, securities company is required to perform the following:- (1) identify the client’s true identity (client
-going basis throughout the course of the relationship with clients (on-going KYC/CDD). Clause 9. In conducting the KYC/CDD process pursuant to Clause 8, securities company is required to perform the
of such agreement consists of conducting duties with integrity, good faith and protect the benefit of the Company, not conducting the business having the same nature with the Company and not conducting