Settlor A Trust Manager is the settlor of the trust. The settlor can either be an asset management company or a non-asset management company: obtaining approval by the SEC, and being in readiness of work
. DA - AQI Dashboard คุณภาพผูส้อบบญัชี C. ก ำกบัดแูลควำมมั่นคงปลอดภัยทำงไซเบอร ์(Cybersecurity) Cyber resilience readiness • audit program • Cyber landscape • พฒันาทกัษะบคุลากร สง่เสรมิ Cybersecurity
specified in the notification of the SEC. Related Manuals/Guidelines Applying for a license in undertaking the digital asset business Guidelines in preparing documents demonstrating readiness of the
, compliance and information management, including the readiness of personnel; (4) having the result of the evaluation by the SEC Office regarding the management of the operational risk and the customer
system relating to operational management, compliance and information management, including the readiness of personnel; (4) having the result of the evaluation by the SEC Office regarding the management of
ดูแลตลาดทุน (Tech-led supervision) ระยะเวลา ในการด าเนินการ Q1-Q4/66 Q4/66-Q4/67 1. Cyber Resilience Readiness : การด าเนินการกบัผูป้ระกอบธรุกิจ ตวักลาง • ยกระดับการก ากบัดูแลให้มีประสิทธิภาพเทา่
, collateral requirement and the preparation for readiness to cope with price volatility, etc.; (f) legal risk management, such as by using standard form contract or otherwise there shall be specifying the