marking to market, collateral requirement and the preparation for readiness to cope with price volatility, etc.; (f) legal risk management, such as by using standard form contract or otherwise there shall
an asset management company or a non-asset management company: obtaining approval by the SEC, and being in readiness of work systems and staffs; in case of a non-asset management company, additional
/ Financial Technology & Innovation Collaboration & Engagement Readiness • การเข้าใจบริบทของประเทศและองค์กร ตั้งเป้าหมายที่ชัดเจน และด าเนินการตามแผน G Governance Driving Industry Towards Sustainability Goal
, settlement and delivery of securities and assets, recording asset account of customers and funds, sale and redemption of investment units, NAV calculation or investment management. 8.2.4 Readiness of computer
security 6 8.2.4 Readiness of computer systems, network, equipments and backing up and recovery of important data, whereby it is able to recover the latest data as specified from equipments or storing
; □ (3.9) System to ensure that the custodian agent can perform duties as designated in accordance with the Notification of the Office; □ (3.10) Other systems showing the readiness to undertaking the
custodian agent can perform duties as designated in accordance with the Notification of the Office; □ (3.10) Other systems showing the readiness to undertaking the business as specified by the Notification of
establish transparent and fair membership criteria, which shall focus on the suitability, financial status, performances, readiness, capability and professional codes of ethics of the applicants. Clause 15 A
. From a policy standpoint, there are some general suggestions. The best way to reduce periods of high volatility is to reduce the participation rates and impact of new entrants to a market. Something as
facilitate problem solving or develop services in the Thai capital market or benefit Thai investors or the Thai capital market; (4) having readiness for participating in the regulatory sandbox in the following