, CIPM ฐิติพงศ์ อมรธรรมนิยม, CFA พงศธร ปริญญาวุฒิชัย ฝ่ายวิจัยและขับเคลื่อนข้อมูล ส านักงาน ก.ล.ต. 2023 Algorithmic Trading (AT) High Frequency Trading (HFT) Regulatory Framework Scope & Terminology 21
directors to be the highest level responsible person in the management of a company. “head of department” means a person responsible for the work in the departmental level of a company. “branch manager” means
Investment Consultant/Investment Planner Regulatory Summary Types and Scope of Duties Qualifications Training Courses Training Courses for Migration (for IC and IP approved before 1 Janurary 2018
Investment Consultant/Investment Planner Regulatory Summary Types and Scope of Duties Qualifications Training Courses Training Courses for Migration (for IC and IP approved before 1 Janurary 2018
corporations depending on their inherent technology risk, which varies in terms of nature of business, organizational structure, business size and complexity of the utilized technology. In addition, the scope of
implications and scope of analysis), and business impacts or effects (e.g., on earnings or costs) Review at least two different scenarios to compare and prepare for varying degrees of severity 9 March 2022 ASEAN
quality control procedures and deficiencies found on engagement performance reflect a range of opportunities for the firm leaders to use their leadership skills to positively change the quality control
August 2022 Bioenergy Criteria under the Climate Bonds Standard Aug 2022 Revision Date Summary of changes 1.3 1 August 2022 Clarification that Bioenergy ‘Storage’ is within scope as supporting
Enabler Net Zero Framework Scope 3 (Use of Sold Products) Scope 1+2 Carbon Credit Offset Reforestation & Community GHG Project Biofuel / Low Carbon Product Electric Mobility Renewable Energy in Operations
trading orders outside the intermediary’s offices every calendar year, which has the details of venues, dates, time, and scope of services. Such report shall be kept at the intermediary’s head office for at