registered list of companies? directors. Thus, any company having such director who is no longer included in the registered list of companies? directors will be unable to offer securities for sale due to
who is able to provide consultation to investors on capital market products not having complex characteristics as well as the product having high-risk or complex characteristics.
law having measures for investor protection comparable to those provided under the SEA. Furthermore, penal provisions will also be amended to punish those committed offences under the SEA overseas but
infrastructure trust publicly offered, at least 70 percent of its investment must be in the projects having commercial revenues and the units must be listed on the Stock Exchange of Thailand. For infrastructure
Clause 23(2) and having prohibited characteristics of personnel in the capital market business under Clause 31(1) of the Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re
companies from possessing characteristics of an investment company in investments without active involvement in management. This includes investments in securities, derivatives or digital assets at a
/Pages/News_Detail.aspx?SECID=7381 SEC and SET run a joint public hearing on the proposed prohibition of investment company characteristics in issuing and listed companies ) Define a company possessing
securities issuers / listed companies from possessing characteristics of an investment company in investments without active involvement in management. This includes investments in securities, derivatives or
) Define a company possessing the characteristics of investment company as a company that makes passive investment in securities, derivatives or digital assets , at a collective total amount exceeding 40