endorsement of transfer by a person having his name as the owner or by the last transferee. SECTION 52.5 Any person possessing a name debenture certificate, a name certificate representing the rights to
) individuals owning, directly or indirectly, an interest in the voting power of the issuer that gives them significant influence4 over the issuer, and close members of any such individual’s family; (d) key
of directors and executives of issuing companies. Qualifications of a director Not having untrustworthy characteristics. For example: Being an insolvent person or an incompetent person Being
many Asian companies is the presence of a large and controlling shareholder. Listed companies are typically controlled by a shareholder owning the majority of the company‟s shares, either state-related
specific tasks. To prevent conflicts of interest, the SEA prohibits appointment of SEC officials and employees or persons holding or having completed a term in political office or political parties for less
contact attached to this notification. The applicant for approval for category A investor contact shall be exempt from having qualifications as specified in paragraph one above if the applicant has the
. Tor Chor. 21/2551, regarding rules on connected transactions provided as transactions relating to assets and services having .../3 - 3 - transaction volume of over Baht 1 million but less than Baht 20
Notification of The Capital Market Supervisory Board No. Tor Chor. 21/2551, regarding rules on connected transactions provided as transactions relating to assets and services having transaction volume of over
agency and state enterprise under the law on budgetary procedure; (8) the Financial Institutions Development Fund; (9) a juristic person having total assets of five hundred million baht or more, according
ให้สอดคล้องกับ https://dividend.sec.or.th/stat-report/16_DEF_PMF_REGIS_TH.doc Section 103 offence related to property committed with dishonest intent; (3) having been a director, a manager or a person