necessary to properly implement the Principles in a specific jurisdiction. Further, the IOSCO CRA Code is not designed to be rigid or formulistic. It is designed to offer CRAs a degree of flexibility in how
that would result in prejudice to investors in the other jurisdiction, and vice versa; and (g) ongoing disclosure of information on the Hong Kong Covered Fund shall be made available to investors in Hong
established under the law of Home Regulator’s jurisdiction ( issued by Home Regulator ) [ ] 3. Evidence on the appointment of a securities company to perform duty as local intermediary in Thailand ( issued by
withdrawal of complaint; (4) the Court dismisses the case because the ground for the case is not within the Court’s jurisdiction or without cutting short the rights for members of the class to bring a new
established under the law of Home Regulator’s jurisdiction (issued by Home Regulator) [ ] 3. Evidence on the appointment of a securities company to perform duty as local intermediary in Thailand (issued by CIS
/Public task basis Consideration of complaints, inspection, investigation, enquiries, administrative acts, and any act under the jurisdiction of the SEC Office in compliance with the law. Every work areas
acquire and hold the property in that foreign jurisdiction. Leverage Limit Leverage limit is < 35% of the total asset value. In case of assets with credit ratings of investment grades, the limit is up to
by CVHLUX, increased from 51.0% to approximately 84.3% 2/ CVHLUX is exempted from preparing an audited financial statement for the period ending 31 December 2016 within its jurisdiction. The Company’s
audited financial statements may not be older than fifteen months before the date of submission of registration statement. Such financial statements shall be audited by auditor on the Office of the
issuer has been in operation). The last year of audited financial statements may not be older than fifteen months before the date of submission of registration statement. Such financial statements shall be