criteria: (1) being capable of operating investment management business legally under the law of the jurisdiction where such foreign person operates business; (2) being under the supervision of any of the
after closing. 6. There is no order, injunction, judgment, decree, regulation or court order issued by any governmental authority, regulatory body or court of competent jurisdiction which is in force, and
and it has not been approved by any security regulatory authority. This Framework is not intended for distribution to, or use by, any person or entity in any jurisdiction or country where such
that there are differing mandates, contexts, strategies and aims together with considerations of jurisdiction, regulation and best practice that will determine the approach that can be taken by a
Authority Jurisdiction วันที่ 1. Comisión Nacional de Valores (CNV) Argentina 6 พฤศจิกายน 2540 2. Australian Securities and Investments Commission (ASIC) Australia 18 เมษายน 2540 3. Comissão de Valores
governance differ from market to market. Nevertheless, there are commonalities. Table 1. GDP, Market Capitalisation, Listed Companies in Asian Roundtable Economies, 2010 Jurisdiction GDP (2010) (USD Billions
information as shown in Figure 2 reveals that 117 auditors in the capital market are 50 years old or older (accounting for 41 percent) and thus approach retirement in the near future. However, in 2020, the SEC
clients: (1) any person who is sixty years old or older; (2) any person with limited knowledge on finance or no investment experience; and (3) any person with limitations on communication or decision-making