, Conditions and Procedures for Applying for Permission and Granting of Permission to Management Companies to Establish Branch Offices   22/05/2007 01/06/2007 2. Notification of Capital Market Supervisory Board

/2011 2. Notification of Capital Market Supervisory Board  TorThor 7/2551 Rules for Applying for Permission and Granting of Permission to Derivatives Brokers to Establish Branch Offices   02/04/2008 01/05

Board  TorThor. 31/2556 Rules on Application for Obtaining an Approval and Granting to Establish Branch Offices of Intermediaries   26/06/2013 16/07/2013   Report/Form (Notification of Securities and

instruments* contain no complex features. For example, the issuer is allowed to postpone or cancel interest payments or other compensations or to establish write-off criteria, etc. NC bonds are not considered

) To establish additional guidelines for designing investment policies and offering private fund services, with a primary focus on the clients' best interests in accordance with the private fund

SEC urged the ASCO to establish a clearer standard of practice for underwriters, especially in the firm commitment underwriting practices, in which the underwriters exercise discretion in selling the

efficiently.  Essentially, the proposed revisions cover the following key domains:(1) Establish multiple levels of expected security controls and oversight techniques that apply differently to licensed

Initiative also aims to establish a multilateral collaborative network to support the signatories of the Declaration of Intent to join the Initiative in their efforts to make tangible contributions.In

establish strategic partnership in the capital market by extending our mutual cooperation.?The FSC is the South Korea?s consolidated financial market regulator with mandate to carry out, among others

. ASEAN CIS to be offered must share similar substances with mutual funds allowed to establish in Thailand and be offered for sale through ASEAN CIS selling agent which is a licensed securities broker