/suspension of services, termination of services, or other types of actions; in case where a customer is found involved in a predicate offence or a money laundering offence under anti-money laundering

shall also apply to securities dealing of a securities company mutatis mutandis . Chapter 1 Operational Control ___________ Clause 6 A securities company shall establish rules in writing, which are

establish rules in writing, which are approved by its executive committee or board of directors, on the following matters: (1) effective systems for internal control and prevention of conflicts of interest

establish rules in writing, which are approved by its executive committee or board of directors, on the following matters: (1) effective systems for internal control and prevention of conflicts of interest

arises, or the information related to the recipient’s account number or account name is found to be inaccurate, the receiving bank may contact the sending bank to request confirmation of the recipient’s

(IMA) Control Environment 1. The organization demonstrates a commitment to integrity and ethical values. Questions Yes No 1.1 The board of directors and the management set up principles and guidelines

Contractual Party and its Relationship with the Company 1. Transaction to the Lands Owner of the land: Mrs.Thaneiya Kantapichan Buyer: The Company Limited or its Subsidiary, the company will be set up a wholly

company will be set up a wholly- owned of the Listed Subsidiary 2. The Construction of Wattanapat Samui Hospital Building Contractor : N/A 3. Buying the Medical Instruments The Company will appropriately

company will be set up a wholly-owned of the Listed Subsidiary 2. The Construction of Wattanapat Samui Hospital Building Contractor : N/A 3. Buying the Medical Instruments The Company will appropriately

at least once a month in order to verify the accuracy of the client’s asset account. For client’s assets that are not under its custody, the securities company shall set up a system to access an up-to