Reporting Standard • Establishing Common Language for Environmental Management Impacts from Operation 13 Environmental Management Capabilities - Collaboration 14 Measure What Matters with High Standard 15
(Organizational Control and Environment Measure) สวนที่ 2 การบริหารความเสี่ยง (Risk Management Measure) สวนที่ 3 การควบคุมการปฏบิัติงานของฝายบริหาร (Management Control Activities) สวนที่ 4 ระบบสารสนเทศและการ
from 15 November 2015). 4 Clause 7 3 Repealed. Clause 8 In the case where a provident fund with multiple investment policies under Section 17 (2) of the Provident Fund Act B.E. 2530 (1987) is concerned
fund with multiple investment policies under Section 17 (2) of the Provident Fund Act B.E. 2530 (1987) is concerned, any transaction between each investment policy shall be deemed a transaction with a
institution’s clients. However, the securities company must, in case of cross-border omnibus accounts, assess the adequacy and effectiveness of the financial institutions’ KYC/CDD measures and controls prior to
company must, in case of cross-border omnibus accounts, assess the adequacy and effectiveness of the financial institutions’ KYC/CDD measures and controls prior to requesting for approval from senior
financial institution’s clients. However, the securities company must, in case of cross-border omnibus accounts, assess the adequacy and effectiveness of the financial institutions’ KYC/CDD measures and
team constantly monitor the situation to manage and mitigate risks, assess the impact on the business and ensure that the operations complied with additional health and safety measures announced by the
customers and employees. The Group constantly monitors the situation to manage and mitigate risks, assess the impact on the business, and ensure that the operations comply with additional health and safety
investment advice, was negligent in supervising work control and compliance at the branch, which consequently led to inappropriate investment as far as the client's demand and risk profile were concerned. The