was for the purchase of mutual fund units on their behalf. However, the money was, in fact, not used for the buying transactions as per clients’ orders, but for Teerasak’s personal matters instead. In
prohibited characteristics such as the relevant amount of money and transactions; (c) the person who has taken advantage from the prohibited characteristics. (2) subordinate factors which is the facts that the
prohibited characteristics such as the relevant amount of money and transactions; (c) the person who has taken advantage from the prohibited characteristics. (2) subordinate factors which is the facts that the
prohibited characteristics such as the relevant amount of money and transactions; (c) the person who has taken advantage from the prohibited characteristics. (2) subordinate factors which is the facts that the
termination of their directorship and executive position at TUCC in accordance with Sections 89/4 and 89/6 of the SEA, starting from the date of the criminal complaint. On criminal proceedings, the alleged
imprisonment and fine penalty. In case of an act liable to violation of other laws, SEC will cooperate with relevant agencies for further proceedings. ________________________
other laws, SEC will cooperate with relevant agencies for further proceedings. -------------------------------
complainants, namely (1) the initial clarification and related documents gathering phase, (2) the case consideration phase, and (3) legal proceedings phase. This complaint handling improvement aims to give more
, SEC will cooperate with the relevant agencies for further proceedings. ---------------------------------
, SEC will cooperate with the relevant agencies for further proceedings. ___________________________