of Business Operator to Perform Duty of Investment Analysis and Investment Consultant dated January 18, 2012. In this case, the SEC disclosed inappropriate behavior from May 7, 2014 and suspended {A

.  Accordingly, the SEC suspended Wiroj for one month as the approved securities investment consultant, effective from January 24, 2014.

suspended {A} for one month as the approved securities investment consultant, effective from January 24, 2014.  

media interview, of additional information beyond what appears in the filing of CHEWA initial public offering. The cooling period of the IPO, as a result, has been suspended due to the inconsistent

Perform Duty of Analyzing Investment and Giving Investment Advice dated January 18, 2012. The SEC therefore suspended {A} and {B} from performing duties of investment consultant for six months. Taking into

: Approval for Personnel of Business Operators to Perform Duties of Analyzing Investment and Giving Investment Advice dated January 18, 2012. The SEC therefore suspended {A} from duty as an approved securities

Investment Advice dated January 18, 2012.  Accordingly, the SEC suspended {A} for two months and {B} for one month from their duties as the approved securities investment consultants.  

suspended the determination of punishment for 2 years and sentenced the defendant a fine of Baht 300 for each day starting from July 25, 2015 until the defendant reduces the holding of KC shares to the number

to disclose IFEC’s default on its bills of exchange, following the SET’s request for clarification on 12 January 2017. Wichai’s actions appear to be intentional causing IFEC to be suspended from

Baht. However, the imprisonment is suspended for a term of 2 years. DAB Act S.26 and Section 86 of Penal Code Criminal Complaint Filed with an Inquiry Official Dated 08/04/2022