Baht. However, the imprisonment is suspended for a term of 2 years. DAB Act S.26 and Section 86 of Penal Code Criminal Complaint Filed with an Inquiry Official Dated 08/04/2022
2 is suspended the approval by the Office of the Securities and Exchange Commission under the Notification governing approval for auditor within a specified period of time, such auditor shall be
is suspended the approval by the Office of the Securities and Exchange Commission under the Notification governing approval for auditor within a specified period of time, such auditor shall be
2 mutatis mutandis. Clause 4. In case where any auditor under Clause 2 is suspended the approval by the Office of the Securities and Exchange Commission under the Notification governing approval for
, totaling 71,016,984 baht. He is also suspended from trading in securities or derivatives contracts for 14 months, and barred from serving as director or executive in securities issuing companies or
pay interest, constituting an offense. The Investment Committee is considered to have the prohibited characteristics to act as personnel in the capital market business.** The SEC has suspended Mr
Bangkok, July 4, 2016 - The SEC has suspended the approval of {X1} Securities (Thailand) Co., Ltd. as financial advisor and the approval of {A} as the company's supervisor of financial advisory
Bangkok, March 18, 2015 ? The SEC suspended {A}, a securities investment consultant and a branch manager of Bangkok Bank Plc., for failure to inform the client of sufficient information which was
Bangkok, April 22, 2015 - The SEC suspended {A}, a securities investment consultant and a branch manager of CIMB Thai Bank PCL, for signing selling documents of structured notes without giving of
business in all categories or which is suspended from its securities business in all categories by order of the SEC or the Office, and when the Office has received notice in writing from the securities