principle that the asset classes eligible for the repurchase (repo) and reverse repurchase (reverse repo) agreements between the securities companies and non-institutional investors be extended to include
include listed securities and investment units of open-ended funds with daily redemption feature, except investment units with transferable restrictions. In any case, such repo transactions would have to
include information material to making investment decision and in comprehensible language and formation.?Changing working approach and implementing personnel capacity building will support TIA to be
knowledge and understanding in capital market products and services before making investment decision. Those questions include ?What are the risks and rewards of the investment??; ?What kinds of investors are
such behaviors prior to re-filing public offering application. In this regard, such securities include shares, share warrants, debentures and convertible debentures as well as units of infrastructure
financial markets. Monthly disclosure should include at least the following information:1. Mutual funds holding securities directly: Top five securities held (for balanced funds, equity and debt separately
SRI Funds and bonds.* Additional details for SRI Fund include investment policy, investment unit value, net asset value, dividend policy, fund fees and past performance. The information is available
for three more years (2024-2026), and to expand the fee deduction scope to include consulting expenses for the preparation of carbon footprint disclosure. In this regard, the deductible amount would
underwriters are required to inform asset management companies of a list of related parties of each issue. (Related parties include (1) the underwriter, (2) the issuer, (3) executives, major shareholders, and
which include preventive measures on conflict of interest, chinese wall as well as risk management; and (7) Have good operating system equipped with qualified staff in place.