SEC Search

approval for (1) the private placement of 350 million shares together with 350 million warrants to Insignia Holding Limited (Insignia) (solely owned by Ms. Miss Ketsara Lothongkam), and (2) the private

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11241

SEC advises EVER shareholders to vote on a proposed purchase of land and buildings from a connected person, deemed inappropriate for approval by IFA

on the current condition, and 30,000 baht / square wah* in case of approval granted to the land development. The appraisal prices above were proposed by T.A. Management Corporation (1999) Co., Ltd

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10725

SEC revokes approval of executive of asset management company for failing to perform duties with loyalty and professional due care, including negligence of duties

characteristics of personnel in the capital market business. SEC has therefore revoked the approval as personnel in the capital market business for Mr. King for 10 years, as major shareholder of securities

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8073

SEC opens consultation clinic for business operations and fund raising approval under Royal Decree on Digital Asset Businesses B.E. 2561 (2018)

SEC Secretary-General Ruenvadee Suwanmongkol said “after the royal decree on digital asset businesses, B.E. 2561 came into force since 14 May 2018, it has attracted much interest from the public, particularly new-gen groups, for digital asset and fund raising businesses operation such as issuance of digital tokens or ICOs.As such, “SEC finds it necessary to enhance knowledge and understanding concerning related laws and regulations of the target groups via the SEC clinic to give advice on...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8287

SEC Thailand’s Public Hearing on Draft Regulation Relating to the Exemption of SET’s Rules and Regulations from the SEC Board’s Approval.

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=573

SEC hearing on proposed requirement of ESG compulsory training course for renewal of approval of capital market business personnel to promote sustainable investment

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=668

The SEC welcomes public comments on the proposed revisions to the regulations on approval of appraisal companies and lead appraisers for capital market transactions

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=688

SEC public hearing on proposed principles and draft regulations on approval of newly issued securities by listed company under rehabilitation plan approved by the Central Bankruptcy Court

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=970

SEC releases a statement outlining guidelines for foreign business operators on providing investment services to Thai investors, and Ease of Doing Business guidelines to support Thailand as financial

Increasingly, Thai investors tend to gain more interest in investing in foreign products to diversify their investments and seek more opportunities to generate returns. As a result, securities companies and derivatives business operators (“business operators”) including those from foreign countries show growing interest in providing such foreign products to Thai investors as well. The SEC has published a statement to enhance the understanding of foreign business operators interested in provi...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11152