Bangkok, August 10, 2011 - The SEC and the Economic Crime Division of the Royal Thai Police (ECD Police) raided and filed a criminal complaint against {X1} Co., Ltd. and related persons for undertaking derivatives business without license. In combating and suppressing against illegitimate businesses, the SEC also alerts investors in this matter and strongly advises them to check whether the soliciting companies are authorized by the SEC prior making investment decision.On August 2, 2011, the SEC...
enhance knowledge and professional capacity, facilitate experience-sharing and constructive feedback, and improve legal enforcement and judicial processes in the Thai capital market. Mr. Thawatchai
focus on preventing, deterring and suppressing inappropriate behaviors and misconduct as well as effective enforcement in all cases, at a media briefing on 6 February 2024, at the SEC Building.More
strengthen supervision of listed companies, as proposed by the SET. The SEC also gives emphasis to effective enforcement, ensuring that wrongdoers in all cases, without exception, are subject to legal
information to the press at the monthly media briefing in July 2024. The briefing covered the SEC’s law enforcement activities, enforcement statistics, short selling and program trading regulations, and
The Securities and Exchange Commission (SEC) welcomed faculty members and senior cadets from the Royal Police Cadet Academy (RPCA) to attend lectures on “Overview of Law Enforcement and Unfair
facilitate the exchange of experiences among law enforcement personnel involved in the Thai capital market. During the event, SEC executives presented lectures focusing on supervision and law enforcement
The Advisory Committee on Listed Company Monitoring to be chaired by SEC Secretary-General will play the role of monitoring progress on the consideration of legal proceedings and law enforcement
signing is a good beginning for closer cooperation with regard to monitoring of businesses entering the rehabilitation or bankruptcy process. It will also strengthen enforcement efficiency and human
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) เป็นเจ้าภาพและทำหน้าที่ประธานการประชุม Supervisory Directors’ Meeting และ Enforcement Directors’ Meeting ซึ่งจัดในรูปแบบ virtual meeting