. Where it appears that the provision of services by a branch office may cause damages to investors; or the continued operations of a branch office may damage the financial position and performance of a
providing. Clause 8. Where it appears that the provision of services by a branch office may cause damages to investors; or the continued operations of a branch office may damage the financial position and
itself or such delegation will ensure more efficient service providing. Clause 8. Where it appears that the provision of services by a branch office may cause damages to investors; or the continued
and positions of the member and the client, and where it appears that the price is highly volatile and the margin placed by the member is insufficient, the intraday margining and the daily mark-to
submitted the financial statements of the Company and its subsidiaries for the second quarter of 2024, ended June 30, 2024, it appears that the operating results of the mentioned period had the net loss 39.04
; (6) Being an incompetent or quasi-incompetent person; (7) Being a person whose name appears on the list of persons considered by the Stock Exchange of Thailand to be unsuitable to act as an executive
name appears on the list of persons considered by the Stock Exchange of Thailand to be unsuitable to act as an executive under the regulations of the Stock Exchange of Thailand; (8) Being accused or
name appears on the list of persons considered by the Stock Exchange of Thailand to be unsuitable to act as an executive under the regulations of the Stock Exchange of Thailand; (8) Being accused or
provisions governing the rights and obligations of the issuer and holder of structured notes. “bondholders’ representative” means a bond holder’s representative whose name appears on the list of the persons
concerning Selling of Newly Issued Debt Securities and Derivatives Warrants of Securities Issuers. Chapter 2 Power of the SEC Office ________________ Clause 12 In the case where it appears to the SEC Office a