bonds; “bondholders’ representative” means a bondholder’s representative whose name appears on the list of the persons who are qualified as bondholders’ representative under the Notification of the
cases where a client gives notice of any change in information or a fact appears to an intermediary that any material information of clients is inaccurate or inexact, such information shall be revised and
baht. Clause 12. In the case where it appears that the custodian violates or does not comply with the prescriptions under Clause 8 to Clause 11, the Office shall proceed as follows: (1) Put on probation
-provident fund clients with the securities and assets of more than one million baht. Clause 12. In the case where it appears that the custodian violates or does not comply with the prescriptions under Clause
advertisements produced by the securities company. Clause 18. In cases where it appears to the Office that the securities company fails to comply with the advertising rules prescribed under this Chapter, the
. Nevertheless, delegation is permitted for the function of disseminating or distributing documents or advertisements produced by the securities company. Clause 18. In cases where it appears to the Office that the
----------------------------- Clause 15. Where it appears to the Office that the operations by a full-service branch office, online branch office or branch office in foreign countries may cause damages to investors, or the securities
----------------------------- Clause 15. Where it appears to the Office that the operations by a full- service branch office, online branch office or branch office in foreign countries may cause damages to investors, or the securities
appears to the Office that the operations by a full-service branch office or online branch office or branch office in foreign countries may cause damages to investors, or the derivatives broker lacks of