was suspended until that date while the rest of suspension period was instead set as the period for acceptance of her re-application for approval as capital market personnel, effective as from April 27
suspending the approval and set the period of acceptance of their re-applications**.In this regard, the SEC warns investment consultants not to submit trading orders on the client?s behalf even the client
compliance with the company's rules*. The SEC, therefore, sanctioned the said four persons by suspending the approval and set the period of acceptance of their re-applications**.In this regard, the SEC warns
policies and practices;Principle 3: We will seek appropriate disclosure on ESG issues by the entities in which we invest;Principle 4: We will promote acceptance and implementation of the Principles within
for protecting personal data in line with international principles and obtains international acceptance of trade and business operation, and is able to build a robust society where it is possible to
recognition, the quality of SEC?s auditor supervision has been internationally recognized, as evidenced by acceptance as a member of International Forum of Independent Audit Regulators (IFIAR) in 2010 while
Assets and Connected Transaction of Hydrotek Public Company Limited in Relation to the Acceptance of the Entire Business Transfer and Securities Allocation Transaction 2. Information Memorandum regarding
Connected Transaction of Hydrotek Public Company Limited in Relation to the Acceptance of the Entire Business Transfer and Securities Allocation Transaction 2. Information Memorandum regarding the Offering
Thai Baht currency value of approximately THB 24,113 million1), after the construction of the ERU Project is completed and the Provisional Acceptance Certificate (the “PAC”) is issued under the CFP. In
of clients. Chapter 7 Acceptance of Trading Orders of Capital Market Products Outside Intermediary’s Office ____________________ Clause 36 In this Chapter: “ stock exchange ” means the Stock Exchange