irrelevant person from entering the area for executing trading transaction orders. Clause 5 A securities company should specify a code of conduct clearly in writing, whose contents should include acceptance of
to meet the needs of more customers. We want to expand our customer base in the international market that has been pioneering for more than 2 years, and to create acceptance for our products from major
years, and to create acceptance for our products from major customers Please be informed accordingly. Sincerely yours, (Ms. Sopha Nachanhom) Company Secretary
has expanded our reach to Latin America, Brazil, Mexico and Peru, we have studied the new market group in Africa, such as Egypt, Turkey etc. We will try to get the acceptance in our products from major
Sale or Acceptance of Redemption of Investment Units and Marketing Representatives of Private Funds 14/09/2010 01/10/2010 9. Notification of the Office of the Securities and Exchange Commission
1,551.68 209.99 1,761.67 Currently the work is being inspected by the employer, which is the delivery and acceptance of the whole project. 4. Net profit : the net profit of the year 2019 is Baht 34.96
รับและการคงไว้ซึ่งความสัมพันธ์กับลูกค้าและงานที่มีลักษณะเฉพาะ (Acceptance and Continuance of Client Relationships and Specific Engagements) การปฏิบัติงาน (Engagement Performance) ทรัพยากร (Resources
was suspended until that date while the rest of suspension period was instead set as the period for acceptance of her re-application for approval as capital market personnel, effective as from April 27
suspending the approval and set the period of acceptance of their re-applications**.In this regard, the SEC warns investment consultants not to submit trading orders on the client?s behalf even the client
compliance with the company's rules*. The SEC, therefore, sanctioned the said four persons by suspending the approval and set the period of acceptance of their re-applications**.In this regard, the SEC warns