, business partners, the community, society and the environment. In addition, innovation should not facilitate or result in unethical, non-compliant or illegal conduct by individuals or the company. Principle
complicated, and for the most part the existing laws do not cover all new ways of committing an offense in the capital market. Legal provisions applied to some cases are unclear and open to interpretation
that such approval shall be valid until 31 December 2013. Clause 3. Provision in Clause 2 shall not be applicable with personnel in the capital market that uses qualification of directorship or executive
agricultural futures business operators, the SEC will issue regulations to allow them to apply for a license under the Derivatives Act. The regulations will be in line with those currently applicable to
of the Company as of 30 September 2019 as follows: (a) Net Tangible Asset Not Applicable (b) Net Profit from Operations Not Applicable (c) Compare to Total Value of consideration Value of Consideration
, the SEC Office hereby issues the following regulations: Clause 1. This Notification shall come into force as from 16 September 2011. Clause 2. This Notification shall be applicable to the following
under this Chapter; (2) In cases where type of administrative sanction applicable to the alleged person is not the authority of the SEC Office, the SEC office shall propose the matter to the
PowerPoint Presentation Third Quarter 2022 ESG Integration in Fixed Income Prepared for UN PRI & SEC Thailand September 2022 For Institutional/Investment Professional Use Only. Not for distribution
Secretary of the Ministry of Commerce; 3. Governor of the Bank of Thailand. Expert commissioners at least four but not more than six persons appointed by the Minister of Finance as proposed by the