the category of derivatives brokerage which is securities company in the category of securities brokerage or securities dealing not limited to debt securities or investment units;” (3) “derivatives
the Company N/A N/A N/A N/A N/A Not applicable because this is the disposition of assets. 2. Net Operating Profits % of Net Profit attributable to Proportionate Assets/ Net Profit of the Company* N/A N
Determination of Undertaking not Deemed as a Derivatives Dealer
Thailand and other countries simultaneously or in proximate period. The regulations, to be effective in this August, will not only enhance competitiveness of the Thai capital market and increase investors
application (if applicable). Part A: Foreign ETF Information 1) Name of Foreign ETF: _____________________________________________________ 2) Home Economy
documents in support of this application (if applicable). Part A: Foreign ETF Information 1) Name of Foreign ETF: _____________________________________________________ 2) Home Economy
or disclosing confidential and/or material non-public information for such information to other employees where the disclosure is not necessary in by applicable law or regulation. b. The policies
to the information from the audited financial statements for the period ended 30 September 2019 as follows: (1) Calculation based on the value of net tangible assets (NTA) Not applicable as NTA
proceed completely before the date of commencement of securities or derivatives business. The first and second paragraph shall not be applicable to any intermediary who ceases all businesses. Clause 3 An
paragraph, the intermediary shall proceed completely before the date of commencement of securities or derivatives business. The first and second paragraph shall not be applicable to any intermediary who