/LawandRegulations/ShareWarrant.aspx English (United States) IndependentAuditOversight found in various jurisdictions raised serious concerns among capital market regulators on the quality of financial statements and
jurisdictions raised serious concerns among capital market regulators on the quality of financial statements and more stringent quality control on audit work has been imposed to regain https://www.sec.or.th/EN
’ digital assets, have raised concerns over cybersecurity. The SEC is therefore urging digital asset business operators to emphasize the importance of cybersecurity on a continuing basis and to assign a
, by at least conducting the following tests: (1) a daily stress test using the scenario, parameter and assumption conforming to the guideline approved by the risk management committee which shall cover
guarantors and the main features and terms of guarantees. The information shall cover at least (a) business overview (b) financial information (c) risk factors; (d) capitalization and indebtedness statement
Baht). The project sales increased is due to the expansion of project services which expanded to cover more services than the same period last year. Cost of goods sold The company recorded cost of goods
applicant; (3) Certification of the leader of the auditor firm; (4) Profile and details of the audit firm; (5) Cover letter for delivery of the evidentiary documentation related to the audit firm; (6) Copy of
return rate and the investment term were written on the cover of the client's fund book. The SEC has therefore suspended approval for {B} as a securities investment consultant for a period of two years
include: - disclosure of additional information to cover individual remunerations for executives of the highest rank, e.g., chief executive officer and managing director; - extending the periods for