limited only to major investors or high net worth investors.The guidelines proposed by SEC for supervision and encouragement of such business cover 4 key points as follows:1.     The process for wealth

example, some respondents proposed that a red list of activities be created, and the scope of Thailand Taxonomy be expanded to cover other economic activities (i.e., manufacturing and agriculture) in the

the key issues include competent personnel, professional code of conduct, effective risk management and sound financial condition.? ?Take client acceptance process, for example. It must cover the know

drafting the relevant notification that would cover the scope of products for which the business operators can provide services, being listed products on the Thai capital market and foreign capital

is intended to propose the draft notification that will cover the clear segregation of work for the delegation of other persons to operate.  The draft notification also allows business operators to

principle the proposed guidelines which cover four major areas, as follows:  (1) To support current PVD employers in signing up employees for PVD membership automatically unless opting out; (2) To promote

be given based on clear and accurate information. With uncertainty, investment analysts? view must cover both best and worst case scenarios, to prevent investors? unreasonable expectation. For listed

together with cross-bordering offering under equivalent standards of high quality financial reporting. The AARG discussion will cover the latest global inspection survey results conducted by International

complete a Continuing development course in accounting knowledge for not less than six hours per calendar year.   2. A Scope of Training Course The training course contents should cover essential knowledge

cover the following general matters: · ensure firm’s commercial considerations do not override the quality of work performed; · The firm’s performance evaluations, compensation, and promotion (including