exercise her duty with care. In addition, she tried to rectify the mistake immediately but the revised information appeared in the news was not clear enough. In this regard, the committee advised the SEC to
notifications has taken suggestion from all parties, including listed companies, potential issuers, and investors, into consideration intended to provide clear and sufficient information for investors without
Number of Active Professionals Classified by Type of Companies Download data Number of Personnel perform duties in the capital market business Download data Dataset/Statistic report No. Report name Period
). Develop an engagement strategy with clear milestones and escalation strategy, which is shared with companies as a basis for engagement. Ensure that most of the companies in the portfolio have 1.5°C aligned
be a job description explaining duties and responsibilities of each unit and position. 3. There should be a clear segregation between the unit with investment management function and the unit with back
following matters: (1) good governance and clear, transparent organization structure; (2) effective risk management for legal, credit, liquidity, operation, and other risks, with measures to appropriately
บริหารและจัดการลงทุน (Active trust) หรือธุรกรรมทรัสต์สำหรับการถือครองทรัพย์สินหรือเพื่อประโยชน์ในการชำระหนี้ในการออกหลักทรัพย์ (Passive trust) โดยหลักเกณฑ์ดังกล่าวจะมุ่งเน้นในเรื่องดังต่อไปนี้
and deter money laundering.ICO issuers must be a company established under Thai law, with a clear business plan, audited financial statements, clear rights for digital token holders, source code
approved, SEC will begin assessing digital token offer of ICO issuers.ICO issuers must be companies established under the Thai legal jurisdiction, with clear business plan and clear rights for digital