." In this regard, the said cooperation is in line with SEC's mission in the enforcement of law against offenders according to the Securities and Exchange Act B.E. 2535 (1992) and other laws which are
violation of Sections 312 and 315 of the Securities and Exchange Act B.E. 2535 (1992) (SEA). The above persons, named in the criminal complaint filed by the SEC, are deemed as having untrustworthy
, by virtue of Section 58 of the Securities and Exchange Act B.E. 2535 (1992), has instructed IFEC and its directors to clarify the arrangement of such shareholders? meeting to the SEC and disclose such
the shareholders or the decision-making of investors.The SEC therefore, by virtue of Section 58(1) of the Securities and Exchange Act B.E. 2535 (1992), has instructed EARTH to (1) clarify whether the
Securities and Exchange Act B.E. 2535 (1992) (SEA). The Criminal Fining Committee has therefore imposed a separate fine of 500,000 baht each on NEWS and Mr. Arak for failing to order or take action in
เข้าร่วมอบรมรวม 30 คน โดยมี H.E. Mr. Sok Dara, Deputy Director General, Securities and Exchange Commission of Cambodia (SECC) เป็นประธานกล่าวต้อนรับ และนางสิริวิภา สุพรรณธเนศ รองเลขาธิการ ก.ล.ต. กล่าว
ตลาดหลักทรัพย์ บริษัทจดทะเบียน บริษัทหลักทรัพย์ บริษัทที่ปรึกษาทางกฎหมาย และบริษัทตรวจสอบบัญชี ของ สปป.ลาว เข้าร่วมอบรมรวม 30 คน โดยมี Madam Saysamone Chanthachack, Secretary General, Lao Securities Commission
companies and waiving the requirement to use the term “securities company” in the company’s title if the company has previously been engaged in other businesses. Additionally, in order to protect investors
. For paper comments, please send them to: The Investment Management Policy Department, the Securities and Exchange Commission, Thailand, 333/3 Vibhavadi-Rangsit Road, Chomphon, Chatuchak Bangkok 10900
, the Stock Exchange of Thailand, the Association of Securities Companies, the Association of Investment Management Companies, the Thai Bond Market Association, the Thai Bankers Association and the