opportunities through greater connectivity, inclusiveness and resilience of capital markets within ASEAN.One of the key initiatives being endorsed at the ACMF's 26th meeting today, hosted by the Securities
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ร่วมลงนาม International Organization of Securities Commissions (IOSCO) Enhanced MMoU (EMMoU) ในการประชุม MMoU/EMMoU Monitoring Group ภาย
services by securities intermediaries for investment in capital market products denominated in foreign currency and other related regulations specified in seven notifications.The consultation paper is
the definitions and qualifications of CFOs and accountants, and the disclosure of securities offering information via Form 69-1, which would help to build a more efficient ecosystem where quality
to abide by the Securities and Exchange Act, B.E. 2535 (1992) and the Derivatives Act, B.E. 2546 (2003). They must not have behavior for unfair trade. Examples are analyses with distorted
Trust) เพื่อให้ผู้ลงทุนได้รับข้อมูลที่เป็นปัจจุบันและครบถ้วนเพียงพอต่อการตัดสินใจลงทุน ซึ่งแนวทางดังกล่าวสอดคล้องกับหลักสากลขององค์กร ก.ล.ต. นานาชาติ (International Organization of Securities Commissions
traded on the SET, was in violation of Section 239 and liable to the penalites under Section 296 of the Securities and Exchange Act of 1992. He was imposed a criminal fine of 500,000 baht
Bangkok, March 21, 2016 ? The SEC has ordered Chewathai Public Company Limited (CHEWA) and its financial advisor RHB Securities (Thailand) Public Company Limited to clarify their disclosure, via
Novermber at 17.41 hours (after SET closing). His misconduct was in violation of Section 241 and liable to the penalties under Section 296 of the Securities and Exchange Act B.E. 2535 (1992).
draft regulation on such technology for customer communication and service regarding securities business and futures contracts. The draft regulations would be imposed on both new and presently operating