governing the company (applicant)?s businesses; (2) Have sufficient source of fund with at least paid-up capital of not less than 25 million baht; (3) Be able to maintain net capital requirements as
cadmium litigation according to the latest court ruling which was already recognized in Q1 2017. To reflect the current existing value of assets as approved by the company’s Board of Directors May 5 th
said: “This is a share price manipulation case proceeded under civil sanctions, filed with the Civil Court on 26 December 2018. The Appeal Court passed the final ruling on 15 December 2020. If the
qualifications and does not have prohibited characteristics pursuant to the law governing derivatives and notifications issued by virtue of the said law. The letter of certification shall be signed by the person
the Securities and Exchange Act B.E. 2535 (1992); (7) a company issuing listed securities; (8) a company whose securities are traded in securities trading center; (9) a trust under the law governing
1 แบบแสดงรายการขอ้มลูการเสนอขายหลักทรัพย ์ (แบบ 69-ASEAN) แบบแสดงรายการขอ้มลูการเสนอขายหลักทรัพย ์ กรณีบรษัิทไทยเสนอขายหลักทรัพยใ์นไทยและประเทศกลุม่อาเซยีนพรอ้มกนัหรอืในเวลาใกลเ้คยีงกนั Registration Statement for Thai-incorporated Company to offer for sale of securities in Thailand and ASEAN member country simultaneously or in proximate period (ชือ่บรษัิททีเ่สนอขายหลักทรัพย)์ (Commercial Name of the Issuer) - ใหร้ะบลุกัษณะทีส่ าคญัของหลักทรัพยท์ีเ่สนอขาย เชน่ ประเภทหลกัทรัพย ์จ านวน ราคาเสนอขายต...
plication form of the Securitie agencies or re b-authorizatio te in order to ng to the To t required to mpany, result e of Thailand verning the D s thereof). World are not visory Board T ernors of the S
Supervisor ______________________ In pursuance of the Notification of the Office of the Securities and Exchange Commission governing the qualifications of the mutual fund supervisor – one such qualification
______________________ In pursuance of the Notification of the Office of the Securities and Exchange Commission governing the qualifications of the mutual fund supervisor – one such qualification therein being that such