______________________ In pursuance of the Notification of the Office of the Securities and Exchange Commission governing the qualifications of the mutual fund supervisor – one such qualification therein being that such

Notification of the Office governing rules, conditions and procedures for establishment and https://publish.sec.or.th/nrs/4336pe.doc Readers should be aware that only the original Thai text has legal force and

proposed revision of rules governing operational control and information technology (IT) security of the securities companies and https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=5794 SEC encourages

of the Office governing rules, conditions and procedures for establishment and https://publish.sec.or.th/nrs/4336pe.doc Readers should be aware that only the original Thai text has legal force and that

Bangkok, November 22, 2007 ? The SEC in cooperation with the Stock Exchange of Thailand (SET) is conducting a public survey on the upcoming regulation governing the issuance, the offering for sale

Regulations The SEC Board has approved the amendments to the regulations governing securities borrowing and lending (SBL) and short selling to facilitate such business transactions which can be used as risk

clearly segregate duties of cross-directors. These executives, however, are allowed to work full-time only at one securities company. 2. Regulation governing connected transactions and acquisition or

Exchange Commission Governing Undertaking of Other Business of Securities Companies B.E. 2552 (2009) ___________________ Whereas Section 98(8) of the Securities and Exchange Act B.E. 2535 (1992) as amended

. ----------------------------- Notification of the Office of the Securities and Exchange Commission Governing Undertaking of Other Business of Securities Companies B.E. 2552 (2009) ___________________ Whereas Section 98(8) of the Securities

subsidiary of the Company, according to the Regulation of the Stock Exchange of Thailand Re: Rules, Conditions and Procedures Governing the Disclosure of Information and Other Acts of a Listed Company B.E