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of investment units, and in the case where the management company is a private fund management company, the representative shall mean the person appointed by the private fund management company as
redemption of investment units, and in the case where the management company is a private fund management company, the representative shall mean the person appointed by the private fund management company as
representative for sale and acceptance of redemption of investment units, and in the case where the management company is a private fund management company, the representative shall mean the person appointed by
mean any person holding equivalent position called otherwise and such person shall be responsible for a line of work relating to provision of securities services, securities operation or research on
or person with power of management; (3) “Person with power of management” means executive director, deputy manager, assistant manager, department director, branch manager and shall also mean any person
made via telephone or by electronics mean, a record of audio tape or electronic storage medium thereof shall be kept by the derivatives agent. (2) Records of the details of transaction executed for its
or order must be kept until the complaint has been completely dealt with; If the giving of advice or placing of order under the first paragraph has been made via telephone or by electronics mean, a
2009 shall mean a reference to this Notification. (Translation) -4- Clause 8 This Notification shall come into force as from 16 June 2010. Notified this 15 th day of June 2010. -Signature- (Thirachai