. “Services relating to securities business” mean serviced which are incidental to or relating to securities business and deemed to be ordinary operation of securities companies, e.g. financial
Commission No. SorKhor. 15/2548 Re: Approval for Investor Contacts and Standards of Conduct dated 21 June 2005, it shall mean a reference to this Notification. Notified this 14th Day of October 2009
Notification of the Office of the Securities and Exchange Commission No. SorKhor. 15/2548 Re: Approval for Investor Contacts and Standards of Conduct dated 21 June 2005, it shall mean a reference to this
Independent director Board Remuneration Roles and responsibilties Q: Who does the term, “executive" mean in the Securities and Exchange Act B.E. 2535 (1992) (SEA)? A: The term, “executive" means a
pattern, and earnings streak are interchangeably used throughout the paper. By these words I mean a string of consecutive increases in quarterly earnings defined in section 4.1. 3 in turn, leads to a
, Taiwan, and Thailand. Table 1 reports the number of companies in each country and the medians of pillar scores as well as the aggregate ESG score. 1 Compared to the mean score, the median score is less
Notifications to the Notification of the Securities and Exchange Commission No. KorThor. 10/2550 Re: Short Selling of Securities relating to ETF Mutual Fund, dated 24 August 2007 , shall mean reference to this
mean reference to this Notification. Clause 11 This Notification shall come into force as from 1 June 2011. Notified this 10th day of May 2011. -signature- (Thirachai Phuvanatnaranubala) Secretary
: Short Selling of Securities relating to ETF Mutual Fund, dated 24 August 2007, shall mean reference to this Notification. Clause 11 This Notification shall come into force as from 1 June 2011. Notified