Risk Management to Prevent the Use of Securities Business for Money Laundering and Financing of Terrorism

Rules in Detail on Financial Resource and Risk Management of Securities Clearing Houses

Rules in Detail on Financial Resource and Risk Management of Derivatives Clearing Houses

แบบรายงานมูลค่าความเสียหายที่เกิดจาก operational risk

invest in the property funds, including techniques on fund selection, risk factors and related regulations. "Capital Thailand" - the quarterly English newsletter providing information and updates of the

and provide data for systemic risk management. The data must be kept for at least five years from the transaction date;              2. A derivatives broker may become a debtor by judgment or a

complete evidentiary documentation according to the Licensing Manual for the Public, the SEC Office shall review the facts in accordance with the procedures and methods specified in the Licensing Manual and

company will recognize revenue and increased net profit from investment after entering the transaction onwards. 9. Risk factors of the Transaction. No expertise and rely on IGEN-ENERGY executives. However

estimated future returns with reference to the following information: (a) reasonable information used for a factor of estimation; (b) risk factors arising from each condition of estimation; and (c

efficient system of operational control for examining and counterbalancing [the personnel’s performance]; (5) having efficient internal audit and control system; (6) having exhaustively comprehensive risk