conditions” means the provisions governing the rights and obligations of issuers and holders of corporate bonds and shall include the provisions governing the rights and obligations of issuers and holders of
investors and other users of credit ratings assess credit risks. Maintaining the independence of CRAs vis- à-vis the entities and obligations they rate is vital to achieving this goal. Provisions of the IOSCO
be offered, such as the interest and any other payments (e.g., premium) that will be paid on the debt securities, the maturity date, and provisions relating to redemption, amortization, and retirement
manager of foreign capital market regulator accepted by the Office. Chapter 4 Transitional Provisions ______________________ Clause 16. A person approved to be a fund manager prior to the date of 1 January
Transitional Provisions ______________________ Clause 16. A person approved to be a fund manager prior to the date of 1 January 2008 shall continue to perform duties of fund manager provided that such person
) infrastructure trusts. Clause 6 The preparation and disclosure of information by mutual funds and trusts pursuant to this Notification shall be in accordance with the following rules: (1) provisions governing
” means administrative panel under law on derivatives or law on trust for transaction in the capital market; (6) “Secretary-General” means Secretary-General of the SEC office. 2 Chapter 1 General Provisions
information about the terms of the debt securities that will be offered, such as the interest and any other payments (e.g., premium) that will be paid on the debt securities, the maturity date, and provisions
of brokerage services on listed securities, shall come into force as from 1 January 2016; (3)3 Repealed. (4)3 Repealed. Chapter 1 General Provisions ___________________ Clause 2 In this Notification
of brokerage services on listed securities, shall come into force as from 1 January 2016; (3)3 Repealed. (4)3 Repealed. Chapter 1 General Provisions ___________________ Clause 2 In this Notification