” means administrative panel under law on derivatives or law on trust for transaction in the capital market; (6) “Secretary-General” means Secretary-General of the SEC office. 2 Chapter 1 General Provisions
information about the terms of the debt securities that will be offered, such as the interest and any other payments (e.g., premium) that will be paid on the debt securities, the maturity date, and provisions
Securities and Exchange Commission No. Sor Nor. 31/2564 Re: Additional Provisions relating to Offering for Sale of Units of Collective Investment Schemes between Hong Kong Special Administrative Region of the
of brokerage services on listed securities, shall come into force as from 1 January 2016; (3)3 Repealed. (4)3 Repealed. Chapter 1 General Provisions ___________________ Clause 2 In this Notification
of brokerage services on listed securities, shall come into force as from 1 January 2016; (3)3 Repealed. (4)3 Repealed. Chapter 1 General Provisions ___________________ Clause 2 In this Notification
of brokerage services on listed securities, shall come into force as from 1 January 2016; (3)3 Repealed. (4)3 Repealed. Chapter 1 General Provisions ___________________ Clause 2 In this Notification
the Securities and Exchange Act B.E. 2535 (1992), which contain certain provisions relating to the restriction of rights and liberties of persons which Section 29 in conjunction with Section 33, Section
the date of the withdrawal. The provisions of Section 103 shall apply mutatis mutandis to the persons with whom the securities company enters into an agreement allowing such persons as well as those who
the date of the withdrawal. The provisions of Section 103 shall apply mutatis mutandis to the persons with whom the securities company enters into an agreement allowing such persons as well as those who
auditors and perform the audit under the provisions of the law governing auditors and any additional regulations specified in the notification of the SEC. The approval of the auditor under the first