has approved in principle the proposed amendments to the regulations related to the provision of securities trading services and the sale of securities where the securities company does not have the

Following the approval for crypto ETF establishment and trading on the US stock exchanges, a number of Thai investors show investment interest in such product. Securities companies are allowed to provide services to non-retail investors** regarding investment in foreign products without investment limit. However, the current regulations concerning investment of Funds do not cover investment in digital assets. Therefore, the SEC, with the approval of the SEC Board at its meetings convened in Dece...

conducting this public hearing on the proposed amendments to the relevant regulations, with the essences summarized as follows:  (1) Prohibiting local securities companies from accepting orders of purchase