conducting this public hearing on the proposed amendments to the relevant regulations, with the essences summarized as follows: (1) Prohibiting local securities companies from accepting orders of
In November 2022, the SEC published a consultation paper on the proposed amendment to capital requirements for digital asset business operators which includes paid-up and ongoing capital as well as
and foreign issuers and to increase measures for protecting investors. The SEC is therefore conducting this public hearing on the proposed amendments to the regulations for securitized bonds with
with the SEC directly in harmony with the requirements imposed on other types of bonds. The key points of the proposed amendments to the relevant regulations are as follows: (1) To streamline the
is therefore conducting this public hearing on the proposed principles for shelf filing ICOs and the proposed change to the total amount of funds raised from retail investors, as well as draft
and investment in crowdfunding securities. The proposed amendments align with both domestically and internationally supervisory guidelines for similar business operators. Therefore, the SEC is
accurate, complete, and up-to-date documentation by DA operators, including the safekeeping of client assets and the transactions of investment management. The proposed amendments would provide the SEC
The Draft aims to improve legal provisions to be more suitable for the current situation, as well as to accommodate future technological advancements. It also ensures the legal effects of electronic securities issuance together with proper supervision, considering the practicality relating to electronic securities such as transfer and delivery, registry, and the use as collateral and its enforceability. This also includes the provisions that authorize the relevant authority to set standards to e...
listed companies* to align with the ISSB Standards. In this regard, the Capital Market Supervisory Board has approved the regulatory amendments as proposed by the SEC.The SEC has therefore opened this
hearing on the proposed amendments with the key points as follows: (1) Requiring REIT managers to prepare and submit their financial statements to the SEC within four months from the end of