capital market, investment management, or branch management of the applicant; (c) work related to control, supervision and management of business units concerning operation, compliance, internal audit or
products in the capital market, investment management, or branch management of the applicant; (c) work related to control, supervision and management of business units concerning operation, compliance
products in the capital market, investment management, or branch management of the applicant; (c) work related to control, supervision and management of business units concerning operation, compliance
/ brokers, or unfair credit consideration; ● Insufficient details or evidence for submitting a complaint; ● Matters related to day-to-day operation, for instance, business judgment, issues relating to staff
authorities under IOSCO Multilateral Memorandum of Understanding Concerning Consultation and Co-operation and the Exchange of Information (IOSCO MMoU), which helps to enhance preventive and deterrence measures
authorities under IOSCO Multilateral Memorandum of Understanding Concerning Consultation and Co-operation and the Exchange of Information (IOSCO MMoU), which helps to enhance preventive and deterrence measures
or evidence for submitting a complaint. 3. Complaints that are not related to day-to-day operation, for instance, business judgment, issues relating to staff or internal operation. 4. Complaints that
Supervisory Board No. Tor Thor. 31/2559 Re: Rules for Operation of Derivatives Clearing Houses By virtue of Section 76, Paragraph 3 of Section 82 and Paragraph 2 of Section 83, in conjunction with Section 34(2
Businesses The Notification of the Securities and Exchange Commission No. GorThor. 22/2561 Re: Prescription of an Application Form and Procedure for Applying for a License in Undertaking Digital Asset
Businesses The Notification of the Securities and Exchange Commission No. GorThor. 22/2561 Re: Prescription of an Application Form and Procedure for Applying for a License in Undertaking Digital Asset