or evidence for submitting a complaint. 3. Complaints that are not related to day-to-day operation, for instance, business judgment, issues relating to staff or internal operation. 4. Complaints that
Supervisory Board No. Tor Thor. 31/2559 Re: Rules for Operation of Derivatives Clearing Houses By virtue of Section 76, Paragraph 3 of Section 82 and Paragraph 2 of Section 83, in conjunction with Section 34(2
of an Application Form and Procedure for Applying for a License in Undertaking Digital Asset Businesses under the Notification of the Ministry of Finance regarding Licensing of digital asset businesses
Clause 2, the derivatives dealer shall ensure efficient prevention of conflicts of interest and access to inside information between operational unit and personnel, risk management in business operation
derivatives dealer shall ensure efficient prevention of conflicts of interest and access to inside information between operational unit and personnel, risk management in business operation, operational
Office by the delegation of the Bank of Thailand; “ Notification on Standard of Business Operation ” means the Capital Market Supervisory Board Notification concerning Standard Conduct of Business
delegation of the Bank of Thailand; “Notification on Standard of Business Operation” means the Capital Market Supervisory Board Notification concerning Standard Conduct of Business, Management Arrangement
; “ Notification on Standard of Business Operation ” means the Notification of the Capital Market Supervisory Board concerning Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing