businesses; for example, a business of limited broker, dealer and underwriter (LBDU), if they are able to meet with the requirements on registered capital, staff and management and working systems.? Suchada
announced today the three-year Strategic Plan 2018-2020 with more focus on provision of wealth advice for long-term well-being of investors and promotion of sustainable efficiency in all aspects of market
footprints and impacts on climate change and enhance competitiveness of the Thai capital market through business sustainability. The SEC is proposing to amend the regulation on filing the application for
signatories for the benefit of clients in choosing Asset Managers. Other Institutional Investors who are not regulated by the SEC, and who follow the I Code, are also encouraged to notify the SEC with the
participants and the scope of the Sandbox experiments*, with the key points as follows: (1) The six eligible digital asset-related services are: (1) Digital Asset Exchange, (2) Digital Asset Broker, (3
managers who have been operating such businesses since before 27 November 2020 and would like to continue such business operation that they are required to apply for the respective licenses with the SEC by
Patumban, as capital market personnel for six months each starting from 29 December 2015 on the ground of being negligent with regard to supervision of the company?s core work systems. Regarding the share
SHARE : SEC suspends three investment consultants for failing to perform duties with responsibility Thursday 28 March 2019 | No. 34 / 2019 Bangkok, 28 March 2019 – The SEC has suspended approval of three
, investors and the general public in line with the National Strategy in the area of democratized access to financial markets for businesses and investors. The special activities we are organizing during the
Influence of Digital Transformation Information Disclosure on Firm Value: Empirical Evidence from Listed Firms on The Stock Exchange of Thailand โดย - อาจารย์สมพงค์ พรมสะอาด มหาวิทยาลัยทักษิณ ผู้วิจารณ์ผลงาน