applying for approval using similar qualifications of investor contacts approved by or registered with any foreign regulatory organizations accepted by the Office, the application shall be submitted by the
of financial assistance of the Granting of Loan Transaction are set out in the Information Memorandum on Connected Transaction with respect to the Offer of Financial Assistance to the Connected Person
of financial assistance of the Granting of Loan Transaction are set out in the Information Memorandum on Connected Transaction with respect to the Offer of Financial Assistance to the Connected Person
the efficiency of the Thai capital market system. The objective is to enable the business sector and market operators in the capital market to grow and expand their operations, while investors are
-------------------------------------------------------------------- This English version is prepared by Legal Department with the sole purpose of facilitating the comprehension of foreign participants in the SEC’s rules and regulations and shall not in any event be
the license fee remains unpaid prior to the date on which this Ministerial Regulation comes into force." This English version is prepared by Legal Department with the sole purpose of facilitating the
: Clause 1 Any securities company obtained some but not all of the securities business licenses in the category of securities brokerage, securities underwriting and securities dealing, may file an
-------------------------------------------------------------------- This English version is prepared by Legal Department with the sole purpose of facilitating the comprehension of foreign participants in the SEC’s rules and regulations and shall not in any event be
fee remains unpaid prior to the date on which this Ministerial Regulation comes into force." This English version is prepared by Legal Department with the sole purpose of facilitating the comprehension
------------------------------------------------------------------ This English version is prepared by Legal Department with the sole purpose of facilitating the comprehension of foreign participants in the SEC’s rules and regulations and shall not in any event be