issues the following regulations: Clause 1. The following juristic persons shall be institutional investors under Section 3 of the Derivatives Act, B.E. 2546 (2003): (1) a commercial bank; (2) the Bank of
and Exchange Act (No. 4) B.E. 2551 (2008) hereby issues the following regulations: Clause 1. In this Notification: (1) “mutual fund” means a closed-ended fund and an open-ended fund; (2) “closed-ended
Exchange Act (No. 4) B.E. 2551 (2008) hereby issues the following regulations: Clause 1. In this Notification: (1) “mutual fund” means a closed-ended fund and an open-ended fund; (2) “closed-ended fund
regulations on ETFs, with which most of the respondents’ expressed opinions are in agreement.The SEC has therefore issued the amended notifications on the ETFs with the salient features as follows: 1. Allowing
Directors of U City Public Company Limited (the "Company") No. 1/2561 held on February 14 , 2018 and the Executive Committee’s Meeting No. 5/2018 held on 19 April, 2017 resolved to approve that VHE Bratislava
types of securities business license, namely (1) Type E Securities Business License* for equity instruments, and (2) Private Fund Management License. The proposed amendment aims to increase choices of
supplemented to the application filed by the applicant under Paragraph 1 above; (3) documents demonstrating that the ASEAN Collective Investment Scheme is established legally under the law of the jurisdiction
and have taken effect from 1 January 2024 onwards. ________________________Remarks: * The regulations on the compulsory issue rating by an international credit rating agency established under foreign
: _____________________________________________________________ Home Exchange: ____________________________________________________________ [ ] 1. Form 69 – CIS full ( completed by CIS Operator ) [ ] 2. Evidence demonstrating that foreign ETF is legally