provider, in part that involves with the derivatives broker. Clause 12 . In case where it appears later to the Office that derivatives broker violates or fails to perform in compliance with this notification
operation of service provider, in part that involves with the derivatives broker. Clause 12. In case where it appears later to the Office that derivatives broker violates or fails to perform in compliance
shall arrange for the Office of the Securities and Exchange Commission to examine an operation of service provider, in part that involves with the derivatives broker. Clause 12. In case where it appears
. Clause 10. In the case where it appears later to the Office that securities company violates or fails to perform in compliance with this notification or the service provider does not have qualification as
part that involves with the securities company. Clause 10. In the case where it appears later to the Office that securities company violates or fails to perform in compliance with this notification or
. Where it appears that the provision of services by a branch office may cause damages to investors; or the continued operations of a branch office may damage the financial position and performance of a
providing. Clause 8. Where it appears that the provision of services by a branch office may cause damages to investors; or the continued operations of a branch office may damage the financial position and
itself or such delegation will ensure more efficient service providing. Clause 8. Where it appears that the provision of services by a branch office may cause damages to investors; or the continued
and positions of the member and the client, and where it appears that the price is highly volatile and the margin placed by the member is insufficient, the intraday margining and the daily mark-to