4 Authorities and Penalties _______________ Clause 14 In case it appears to the SEC Office that a derivatives dealer has breached or failed to comply with this Notification, or code of conduct

prohibited characteristics of the personnel in securities business. In cases where there appears the fact that any director or executive of the securities company possesses any prohibited characteristics, the

as specified in the Notification of the Capital Market Supervisory Board governing the prohibited characteristics of the personnel in derivatives business. In cases where there appears the fact that

and 2018 were THB 10,872 million and THB 11,090 million, respectively, a decrease of THB 218 million or 2.0%, mainly due to higher recognition of depreciation. 5. Goodwill Goodwill arises from the

. Analysis of Statement of Financial Position 8 6. Finance Cost: Finance cost arises from the recognition of interest expense related to lease liabilities from the adoption of Thai Financial Reporting

million. Unit: Million THB 4. Finance Cost: Finance cost arises from the recognition of interest expenses from the adoption of Thai Financial Reporting Standards 16 Leases (TFRS 16). The Company has no

THB 4. Finance Cost: Finance cost arises from the recognition of interest expenses from the adoption of Thai Financial Reporting Standards 16 Leases (TFRS 16). The Company has no interest-bearing debt

: Finance cost arises from the recognition of interest expenses from the adoption of Thai Financial Reporting Standards 16 Leases (TFRS 16). The Company has no interest-bearing debt. -13% 7

Profit Margin 6 12 15 Q1/21 Q1/22 6.6% 7.5% 6. Finance Cost: Finance cost arises from the recognition of lease liabilities from the adoption of Thai Financial Reporting Standards 16 Leases (TFRS 16). The

% from 31 December 2021. The increase was due to the increase in net profit of Q1/2022 and Q2/2022. Unit: Million THB 4. Finance Cost: Finance cost arises from the recognition of interest expenses from the