Between January 1, 2021 and July 31, 2021, Satang Corporation Company Limited (“Satang”), digital asset exchange, kept customers’ digital assets in digital wallets http://market.sec.or.th/public/idisc/en
Section 121 Securities and Exchange Act B.E. 2535 Section 121. A mutual fund supervisor shall be a commercial bank or a financial institution which has qualifications as specified in the notification
Section 121 Securities and Exchange Act B.E. 2535 Section 121. A mutual fund supervisor shall be a commercial bank or a financial institution which has qualifications as specified in the notification
Beyond Securities Puplic Company Limited Between June 2, 2020 and August 26, 2020, Beyond Securities Public Company Limited (Formerly named AEC Securities Public Company Limited) as a securities
Miss Viporn Jitsomwang Between November 16 ? 7 December, 2010, Miss Viporn Jitsomwang and Mrs. Narumon Chainaknan aided and abetted Mr. Thavatvong Thanasumitra in purchasing Bangkok Dusit
Mrs. Narumon Chainaknan Between November 16 ? 7 December, 2010, Mrs. Narumon Chainaknan and Miss Viporn Jitsomwang aided and abetted Mr. Thavatvong Thanasumitra in purchasing Bangkok Dusit
KTBST Securities Public Company Limited Between September 20, 2016 and January 16, 2022 KTBST Securities Public Company Limited as a securities underwriter failed to comply with the rules, conditions
SCB Asset Management Company Limited Between July 25, 2019 and April 15, 2021 SCB Asset Management Company Limited, (“SCBAM”), a fund management company failed to comply with the rules, conditions
SCB Asset Management Company Limited Between January 28, 2020 and March 3, 2021 SCB Asset Management Company Limited (“SCBAM”), a fund management company, failed to comply with the rules, conditions
Mr. Sittichai Leeswadtrakul Between May 10, 2007 and July 31, 2007, Mr. Sittichai Leeswadtrakul aided and abetted Mr. Somdej Leeswadtrakul and other principals in manipulating prices of Rich Asia