Mrs. Piyanuch Janetumnugul Between April 30 – 10 May, 2012, Mrs. Piyanuch Janetumnugul aided and abetted Mr. Satja Janetumnugul in purchasing Rayong Purifier Public Company Limited’s shares by

TMB Asset Management Company Limited Between November 1, 2019 and November 30, 2021 TMB Asset Management Company Limited, a fund management company, failed to comply with the rules, conditions and

offence committed by Zipmex concerning the case that between July 20, 2022 to August 25, 2022, Zipmex suspended the service of depositing and withdrawing customer's assets in Trade wallet and Z-wallet

Finnomena Mutual Fund Brokerage Securities Company Limited Between April 29, 2022 and May 22, 2022 Finnomena Mutual Fund Brokerage Securities Company Limited ("Finnomena"), a Securities

Wealth Creation International Advisory Securities Company Limited Between June 30, 2022 and August 30, 2022 Wealth Creation International Advisory Securities Company Limited ("WCI"), an

outflows. At the same time, the Chinese economy in the third quarter cooled amid concerns over the trade dispute between China and the US, after the US raised tariffs on certain products imported from China

potential performance and risks (e.g. hedge funds, hybrid securities, structured products, investment units of a mutual fund of which the returns calculation is made in a complicated way (complex return fund

) on 20 December 2019 between 10.05.35 a.m. and 11.56.02 a.m. by placing trading orders or trading the abovementioned stocks in such a way that deceive investors by controlling or artificially affecting

assets and derivatives contracts related to digital assets trading between 25/08/2022 and 24/02/2023     - a bar from serving as a director or executive in a digital token

civil monetary penalty of 4,310,825.61 Baht     - a bar from serving as a director or executive in a digital token offeror between 14/09/2022 and 13/09/2023