financial statements for the year 2018 and (2) the annual report for the year 2016 (Form 56-2, 2018) to the SEC within the specified period. The Court of Appeal sentenced the accused to pay a fine of Baht
statements for Q2/2019 to the SEC within the specified period. The Criminal Court sentenced the accused to pay a fine of Baht 1,739,000. Since the accused pled guilty, the Court reduced the fines by half
) MD&A of Q1/2020 (7) the annual registration statement for the year 2019 (Form 56-1) (8) the annual report for the year 2019 (Form 56-2). The Criminal Court sentenced the accused to pay a fine of
, investment was made primarily in 1.) refinery machinery of THB 1,517 https://market.sec.or.th/public/idisc/Download?FILEID=dat/news/201808/18071178.pdf 6529se.pdf a trust, such person has been sentenced by a
Criminal Court sentenced the accused to pay a total fine of Baht 337,000 and a further fine of Baht 200 each day starting from the next day of prosecution date until the company so complies. Since the
business without obtaining a license. The Court, therefore, sentenced the defendant to imprisonment for a term of 2 years and a fine of 200,000 Baht. Given that the Defendant pleaded guilty, which was
in the first paragraph of Section 281/2 of the SEA. The Supreme Court sentenced the accused to 1-year imprisonment and pay a total fine of Baht 1,000,000 for violating Sections 281/2 paragraph 2 of the
asset business without obtaining a license. The Court, therefore, sentenced the defendant to imprisonment for a term of 2 years and a fine of 200,000 Baht. Given that the Defendant pleaded guilty, which
the year 2020 (Form 56-1 One report) and (28) the annual registration statement for the year/annual report for the year 2021 (Form 56-1 One report). The Criminal Court sentenced the accused to pay a
sentenced the accused to pay a fine of 19,000 Baht and a further fine of 100 Baht each day for 7,817 days starting from November 17, 2021 until January 10, 2023 totally 781,700 Baht. The amount of total fine